LJ
Louis J. Jug
JONES LANG LASALLE SECURITIES
Dallas, TX 75201
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CRD#: 5529939
LJ
Professional summary
Louis James Jug is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in Dallas, Texas.
Louis is registered as a RR (Registered Representative) and started their career in finance in 2009. Louis has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Louis James Jug's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2025 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 2401 Cedar Springs Suite 100, Dallas, TX 75201BD
CRD#: 120738
Dallas, TX
Past
January 15, 2020 - April 5, 2022
FORESIDE FINANCIAL SERVICES, LLC
BD
CRD#: 148477
San Antonio, TX
Past
August 21, 2017 - April 4, 2018
METLIFE INVESTMENTS SECURITIES, LLC
BD
CRD#: 285684
San Francisco, CA
Past
June 30, 2016 - July 14, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
Morristown, NJ
Past
November 26, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
Morristown, NJ
Past
December 22, 2010 - January 17, 2013
FORTRESS CAPITAL FORMATION LLC
BD
CRD#: 152385
SAN FRANCISCO, CA
Past
March 25, 2009 - August 5, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 21644
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/20/2025)
RR
Alaska(5/22/2025)
RR
Arizona(4/24/2025)
RR
Arkansas(5/27/2025)
RR
California(5/20/2025)
RR
Colorado(4/24/2025)
RR
Connecticut(4/21/2025)
RR
Delaware(5/22/2025)
RR
District of Columbia(4/23/2025)
RR
Florida(4/18/2025)
RR
Georgia(5/20/2025)
RR
Hawaii(5/20/2025)
RR
Idaho(4/23/2025)
RR
Illinois(5/19/2025)
RR
Indiana(5/20/2025)
RR
Iowa(5/19/2025)
RR
Kansas(5/20/2025)
RR
Kentucky(4/18/2025)
RR
Louisiana(4/23/2025)
RR
Maine(5/20/2025)
RR
Maryland(4/21/2025)
RR
Massachusetts(5/19/2025)
RR
Michigan(4/18/2025)
RR
Minnesota(4/18/2025)
RR
Mississippi(4/18/2025)
RR
Missouri(5/19/2025)
RR
Montana(4/18/2025)
RR
Nebraska(4/18/2025)
RR
Nevada(5/20/2025)
RR
New Hampshire(5/20/2025)
RR
New Jersey(4/18/2025)
RR
New Mexico(5/20/2025)
RR
New York(5/22/2025)
RR
North Carolina(5/20/2025)
RR
North Dakota(5/27/2025)
RR
Ohio(5/20/2025)
RR
Oklahoma(4/18/2025)
RR
Oregon(5/22/2025)
RR
Pennsylvania(5/20/2025)
RR
Puerto Rico(5/5/2025)
RR
Rhode Island(5/20/2025)
RR
South Carolina(4/18/2025)
RR
South Dakota(5/20/2025)
RR
Tennessee(5/20/2025)
RR
Texas(4/18/2025)
RR
Utah(5/20/2025)
RR
Vermont(5/20/2025)
RR
Virgin Islands(5/20/2025)
RR
Virginia(5/20/2025)
RR
Washington(5/19/2025)
RR
West Virginia(5/20/2025)
RR
Wisconsin(5/20/2025)
RR
Wyoming(5/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JONES LANG LASALLE SECURITIES, LLC
JLL SECURITIES | JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738Dallas, TX 75201TRUST BUT VERIFY
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