Eric John Sweeney
CFP®Professional Summary
Eric John Sweeney, CFP®, who also goes by Sweeney John Eric, is a registered financial advisor currently at GOLDMAN SACHS WEALTH SERVICES, L.P. located in Mattawan, Michigan and GOLDMAN SACHS & CO. LLC located in Deerfield, Illinois. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 5 firms and has passed the Series 66, Series 63, Series 3, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sweeney John Eric
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MWA FINANCIAL SERVICES INC.
Videos & Posts
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Contact Information
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MWA FINANCIAL SERVICES INC.
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Disclosures on record.
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MWA FINANCIAL SERVICES INC.
Credentials
Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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MWA FINANCIAL SERVICES INC.
Current Firm
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
Contact Information
Main Address
100 Coliseum Drive, Cohoes, NY 12047Mailing Address
P.o. Box 15201, Albany, NY 12212Phone Number
(518) 886-4000# of Employees
1,923SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
36,184AUM (Assets Under Management)
$31,688,347,042Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2026 | Cover Page | Report |
| 10/24/2025 | Cover Page | Report |
| 09/25/2024 | Cover Page | Report |
| 11/17/2023 | Cover Page | Report |
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MWA FINANCIAL SERVICES INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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MWA FINANCIAL SERVICES INC.
Primary Firm SEC Registration
GOLDMAN SACHS AYCO | THE AYCO COMPANY,L.P. | THE AYCO COMPANY, L.P. | GOLDMAN SACHS WEALTH SERVICES, L.P. | GOLDMAN SACHS AYCO PERSONAL FINANCIAL MANAGEMENT
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 2008About the Series 22 examSRO Registrations
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MWA FINANCIAL SERVICES INC.
CRS (Client Relationship Summary) - RIA
Click below to view Eric John Sweeney's CRS (Customer Relationship Summary).
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MWA FINANCIAL SERVICES INC.