Noorjahan Enayat

XML FINANCIAL GROUP

Fairfax, VA 22030

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CRD#: 5529897

Professional summary

Noorjahan Enayat, CFP®, who also goes by Noory Enayat, is a registered financial advisor currently at XML FINANCIAL GROUP located in Fairfax, Virginia.

Noorjahan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Noorjahan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Noory Enayat

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/2013 Insurance Agent, non-securities related, from XML location, serve as insurance agent for non-securities based products. 3/month/trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noorjahan Enayat's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 1, 2016 - Present

XML FINANCIAL GROUP

Office #1: 10306 Eaton Place Suite 230, Fairfax, VA 22030

RIA

CRD#: 284987

Fairfax, VA

Past

January 30, 2014 - October 13, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

VIENNA, VA

Past

January 30, 2014 - October 13, 2016

LPL FINANCIAL LLC

CRD#: 6413

VIENNA, VA

Past

March 11, 2013 - January 30, 2014

FINIGAN FINANCIAL SERVICES, LLC

RIA

CRD#: 120271

VIENNA, VA

Past

November 6, 2012 - February 11, 2014

OSAIC WEALTH, INC.

CRD#: 23131

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XML FINANCIAL GROUP

CRD#: 284987 / SEC#: 801-108376

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2023)

IAR

Maryland
(10/3/2016)

IAR

Texas
(1/14/2019)

IAR

Virginia
(10/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2012

General Securities Representative Examination

Current Firm

XML FINANCIAL GROUP

CRD#: 284987 / SEC#: 801-108376

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

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Contact information

Main Address

6901 Rockledge Drive Suite 730, Bethesda, MD 20817

Mailing Address

Phone number

(301) 770-5234

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP-FEE PROGRAM BROCHURE FOR XML FINANCIAL, LLC (3/28/2025)

ADV 2A BROCHURE FOR XML FINANCIAL, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	6,044
AUM (Assets Under Management)	$ 2,993,236,597

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/19/2024	Cover Page	Report
07/19/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Noorjahan Enayat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noorjahan Enayat's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FINIGAN FINANCIAL SERVICES, LLC

OSAIC WEALTH, INC.

Primary Firm SEC Registration

XML FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/21/2013

SIE

Date: 10/13/2016

Series 7

Date: 11/5/2012

Current Firm

XML FINANCIAL GROUP

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

XML FINANCIAL GROUP

TRUST BUT VERIFY

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