Alexander M. Stecker

KERBERROSE WEALTH MANAGEMENT

PLOVER, WI 54467

Some features on this profile are disabled

CRD#: 5529869

Professional summary

Alexander Michael Stecker, who also goes by Alexander M Stecker, Mike Stecker, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Plover, Wisconsin and APW CAPITAL, INC. located in Plover, Wisconsin.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander M Stecker | Mike Stecker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KerberRose Wealth Management LLC, yes, 115 E Fifth Street Shawano WI 54166, RIA, Wealth Advisor, 9/18/23, 160 hours/month, 6, work with Clients assisting with financial goals. 2. Crump, yes, 4135 North Front Street Harrisburg PA 17110, Insurance Agency, Insurance Broker, 10/23, 8 hours/month, 1, fixed annuity and life insurance sales. 3. APW, Inc., Rockaway, NY, Broker Dealer, Registered Representative, Since 11/2023, Investment Related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Michael Stecker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2023 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 2040 Jay Mar Rd. Suite #1, Plover, WI 54467

RIA

CRD#: 168787

PLOVER, WI

Current

November 8, 2023 - Present

APW CAPITAL, INC.

Office #1: 2040 Jay Mar Road, Plover, WI 54467

CRD#: 43814

Plover, WI

Past

July 19, 2019 - October 5, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Wausau, WI

Past

July 19, 2019 - October 5, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Wausau, WI

Past

July 30, 2008 - December 22, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MARSHFIELD, WI

Past

July 10, 2008 - December 22, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MARSHFIELD, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(11/8/2023)

IAR

Wisconsin
(10/4/2023)

Wisconsin
(11/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

115 E. 5th Street, Shawano, WI 54166

Mailing Address

Phone number

(715) 526-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,911
AUM (Assets Under Management)	$ 909,761,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Duchein Fox

CHARLES SCHWAB & CO., INC.

Westlake, TX

Annabelle Lee

HORACE MANN INVESTORS, INC.

Austin, TX

Patrick Oleary

D.A. DAVIDSON & CO.

IAR

Billings, MT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alexander M. Stecker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Michael Stecker's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

KERBERROSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2008

SIE

Date: 12/22/2017

Series 7

Date: 7/9/2008

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors