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AS

Alexander Michael Stecker

KERBERROSE WEALTH MANAGEMENT
PLOVER, WI
·CRD# 5529869·18 years experience

Professional Summary

Alexander Michael Stecker, who also goes by Alexander M Stecker, Mike Stecker, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Plover, Wisconsin and APW CAPITAL, INC. located in Plover, Wisconsin. Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Alexander has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alexander M Stecker, Mike Stecker

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

Current

KERBERROSE WEALTH MANAGEMENT, LLCCurrent·CRD# 168787
RIA
2040 Jay Mar Rd. Suite #1, Plover, WI 54467
February 6, 2026 - Present
APW CAPITAL, INC.Current·CRD# 43814
BD
2040 Jay Mar Road, Plover, WI 54467
November 8, 2023 - Present

Past

KERBERROSE WEALTH MANAGEMENT, LLCPast·CRD# 168787
RIA
Plover, WI
October 4, 2023 - December 31, 2025
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
RIA
Wausau, WI
July 19, 2019 - October 5, 2023
AMERIPRISE FINANCIAL SERVICES, LLCPast·CRD# 6363
BD
Wausau, WI
July 19, 2019 - October 5, 2023
THRIVENT INVESTMENT MANAGEMENT INC.Past·CRD# 18387
RIA
Marshfield, WI
July 30, 2008 - December 22, 2017
THRIVENT INVESTMENT MANAGEMENT INC.Past·CRD# 18387
BD
Marshfield, WI
July 10, 2008 - December 22, 2017

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Current Firm

KW
KERBERROSE WEALTH MANAGEMENT, LLC

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492
RIA
Registered Investment Advisory firm - SEC (10/26/2020 Approved)
Florida
Registered Investment Advisory firm - Florida (10/26/2020 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (10/27/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (10/26/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

115 E. 5th Street, Shawano, WI 54166

Phone Number

(715) 526-9400

# of Employees

13

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (3/2/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,345

AUM (Assets Under Management)

$1,155,164,256

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. KerberRose Wealth Management LLC, yes, 115 E Fifth Street Shawano WI 54166, RIA, Wealth Advisor, 9/18/23, 160 hours/month, 6, work with Clients assisting with financial goals. 2. Crump, yes, 4135 North Front Street Harrisburg PA 17110, Insurance Agency, Insurance Broker, 10/23, 8 hours/month, 1, fixed annuity and life insurance sales. 3. APW, Inc., Rockaway, NY, Broker Dealer, Registered Representative, Since 11/2023, Investment Related

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KERBERROSE WEALTH MANAGEMENT, LLC

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492
RIA
Registered Investment Advisory firm - SEC (10/26/2020 Approved)
Florida
Registered Investment Advisory firm - Florida (10/26/2020 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (10/27/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - Wisconsin (10/26/2020 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Wisconsin
(11/8/2023)
IAR
Wisconsin
(2/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Alexander Michael Stecker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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