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LG

Lany Y. Guillen

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CRD#: 5529552
LG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lany Yamil Guillen was a registered financial professional .

Lany is a previously registered financial professional and started their career in finance in 2012. Lany had worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 14, 2024 - February 21, 2025

ARTISAN PARTNERS DISTRIBUTORS LLC

BD
CRD#: 45446
Boston, MA
Past

June 19, 2015 - May 31, 2016

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

April 13, 2015 - May 31, 2016

NATIXIS ADVISORS, LLC

RIA
CRD#: 106800
BOSTON, MA
Past

January 6, 2012 - March 18, 2015

WINDHAVEN INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 155138
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/21/2011
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/22/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/19/2015
General Securities Representative Examination

Current Firm

AP
ARTISAN PARTNERS DISTRIBUTORS LLC
ARTISAN DISTRIBUTORS LLC | ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446 / SEC#: , 8-51043

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Mailing Address
875 E. Wisconsin Avenue Suite 800, Milwaukee, WI 53202
Phone number
(414) 390-6100
Established
Wisconsin since 12/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ARTISAN PARTNERS HOLDINGS LPSOLE MEMBER OF LLC
DEMSKI, JILL MARIECHIEF COMPLIANCE OFFICER4313464
HAMMAN, JAMES STEPHEN JRVICE PRESIDENT & SECRETARY2767492
KREIN, CHRISTOPHER JONVICE PRESIDENT4534130
RAMIREZ, GREGORY KENNETHCHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER3094595
VON HOFF, RYAN GEORGEVICE PRESIDENT, TREASURER AND CHIEF FINANCIAL OFFICER7169306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARTISAN PARTNERS DISTRIBUTORS LLC

CRD#: 45446

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