Erik R. Midas

MIDAS CAPITAL MANAGEMENT

SAN FRANCISCO, CA

Some features on this profile are disabled

CRD#: 5529235

Professional summary

Erik Ryan Midas, who also goes by Erik R Midas, Erik Midas, is a registered financial advisor currently at MIDAS CAPITAL MANAGEMENT located in San Francisco, California and LPL FINANCIAL LLC located in San Francisco, California.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Erik has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik R Midas | Erik Midas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1/2023- Real Estate Rental- owner- inv. related- 4748 Hamburg Street, Las Vegas, NV 89147- start date 8/1/2021- 0hrs 2) 01/25/2023- Registered Notary public in California- Notary- Not INV Related- At Redwood City, CA- Start date 08/21/2021- 160 Hours Per Month- 8 Hours During Trading 3) 05/10/2024- Hair By Luci- Other - Spouse of Business Owner- Not INV Related- Home based- Start date 04/18/2024- 3 Hours Per Month 4) 01/15/2025- Midas Capital Management- Registered Investment Advisor- INV Related- Home based - 40 Hours Per Month- 27 Hours During Trading- I provide investment advisory services through Midas Capital Management, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 01/28/2025- Midas Capital Management- DBA for LPL Business (entity for LPL business)- INV Related- Home Based- Start date 02/03/2025- 40 Hours Per Month- 27 Hours During Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Ryan Midas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

MIDAS CAPITAL MANAGEMENT

RIA

CRD#: 334335

SAN FRANCISCO, CA

Current

March 3, 2023 - Present

LPL FINANCIAL LLC

Office #1: 535 Mission St Fl 14, San Francisco, CA 94105

RIA

CRD#: 6413

SAN FRANCISCO, CA

Past

April 4, 2022 - December 5, 2024

NAVIGATION GROUP LLC

RIA

CRD#: 130982

Redwood Shores, CA

Past

October 2, 2017 - June 1, 2020

KARP CAPITAL MANAGEMENT CORPORATION

RIA

CRD#: 131834

Sausalito, CA

Past

July 9, 2008 - August 20, 2010

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/12/2023)

IAR

California
(1/14/2025)

Colorado
(12/7/2023)

Florida
(6/16/2023)

Missouri
(12/7/2023)

Nevada
(6/21/2023)

New Jersey
(6/19/2023)

New York
(6/16/2023)

Oregon
(7/11/2023)

Texas
(6/16/2023)

Utah
(6/16/2023)

Washington
(6/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/9/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/8/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/3/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/7/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MIDAS CAPITAL MANAGEMENT

CRD#: 334335 / SEC#:

California

Registered Investment Advisory firm - (1/14/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

San Francisco, CA

Mailing Address

Phone number

(916) 833-9559

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erik R. Midas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Ryan Midas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NAVIGATION GROUP LLC

KARP CAPITAL MANAGEMENT CORPORATION

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/9/2023

Series 65

Date: 7/8/2017

Series 7TO

Date: 3/3/2023

SIE

Date: 11/7/2022

Series 7

Date: 7/7/2008

FINRA

Current Firm

MIDAS CAPITAL MANAGEMENT

Contact information

Documents

Red Flags

Company Information

MIDAS CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors