Andrew M. Otto

BODEN WEALTH

LEMOYNE, PA 17043

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CRD#: 5529204

Professional summary

Andrew Mcmichael Otto, CFP®, who also goes by Andrew M Otto, is a registered financial advisor currently at BODEN WEALTH located in Lemoyne, Pennsylvania.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Andrew has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Andrew M Otto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: New Hope Ministries Inv Rel: No Address: 99 W. Church Street Dillsburg PA 17019 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of Development Committee; Member of Finance & Administration Committee; Member of the Board of Directors Start Date: 7/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review and approve financial data; Make recommendations to management; Discuss fundraising goals and activities; Business Name: Estate Planning Council of Central PA Inv Rel: No Address: 1131 Sandpiper Court Mechanicsburg PA 17050 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of the Board of Directors Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Membership and Program Development; Review and approval of financials; Strategy and organizational direction Business Name: ANDREW M. OTTO POS: Expert witness NOB: Legal/Attorney/Trustee/Executor INV REL: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 1027 Mumm Road, Lemoyne PA 17043 DESC: I will be expected to review attorney-prepared court filings and study the standards of professional conduct in investment services such that I could describe them clearly and succinctly. I'll be expected to apply the standards of professional conduct to the facts and circumstances presented in the court filings. I'll be expected to travel to the site of the hearing and listen attentively to all other testimony presented at the arbitration. I may be asked to undergo either a deposition with the attorney for the defense (this is uncommon) or a preparation meeting with the attorney for the prosecution.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Mcmichael Otto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

April 27, 2026 - Present

BODEN WEALTH

Office #1: 1027 Mumma Road, Lemoyne, PA 17043

RIA

CRD#: 340590

LEMOYNE, PA

Past

January 13, 2020 - April 28, 2026

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Lemoyne, PA

Past

January 9, 2020 - April 28, 2026

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Camp HIll, PA

Past

November 12, 2015 - May 24, 2018

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CAMP HILL, PA

Past

September 3, 2013 - May 24, 2018

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

CAMP HILL, PA

Past

May 10, 2012 - September 6, 2013

INVEST FINANCIAL CORPORATION

CRD#: 12984

CARLISLE, PA

Past

May 23, 2008 - April 10, 2012

M&T SECURITIES, INC.

CRD#: 17358

YORK, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/1/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BODEN WEALTH

BODEN WEALTH | NI ACQUISITIONS COMPANY LLC

CRD#: 340590 / SEC#: 801-135817

RIA

Registered Investment Advisory firm - (4/9/2026 120-Day Approval)

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Contact information

Main Address

1027 Mumma Road, Lemoyne, PA 17043

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BODEN WEALTH ADV PART 2A 3-10-2026 (3/10/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew M. Otto

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Mcmichael Otto's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

INVEST FINANCIAL CORPORATION

M&T SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/2008

SIE

Date: 5/24/2018

Series 7

Date: 7/12/2010

Series 6

Date: 5/22/2008

Current Firm

BODEN WEALTH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BODEN WEALTH

TRUST BUT VERIFY

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