Andrew Mcmichael Otto

Business Name: New Hope Ministries Inv Rel: No Address: 99 W. Church Street Dillsburg PA 17019 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of Development Committee; Member of Finance & Administration Committee; Member of the Board of Directors Start Date: 7/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review and approve financial data; Make recommendations to management; Discuss fundraising goals and activities; Business Name: Estate Planning Council of Central PA Inv Rel: No Address: 1131 Sandpiper Court Mechanicsburg PA 17050 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POS: Member of the Board of Directors Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Membership and Program Development; Review and approval of financials; Strategy and organizational direction Business Name: ANDREW M. OTTO POS: Expert witness NOB: Legal/Attorney/Trustee/Executor INV REL: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2021 ADDRESS: 1027 Mumm Road, Lemoyne PA 17043 DESC: I will be expected to review attorney-prepared court filings and study the standards of professional conduct in investment services such that I could describe them clearly and succinctly. I'll be expected to apply the standards of professional conduct to the facts and circumstances presented in the court filings. I'll be expected to travel to the site of the hearing and listen attentively to all other testimony presented at the arbitration. I may be asked to undergo either a deposition with the attorney for the defense (this is uncommon) or a preparation meeting with the attorney for the prosecution.