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LE

Laura J. Edwards

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CRD#: 5529113
LE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Laura Jeanne Edwards, who also goes by Laura J Edwards, was a registered financial professional .

Laura is a previously registered financial professional and started their career in finance in 2008. Laura had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laura J Edwards

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 7, 2015 - December 31, 2019

LAURA EDWARDS FINANCIAL, LLC

RIA
CRD#: 174347
BOULDER, CO
Past

March 22, 2013 - June 17, 2013

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
BOULDER, CO
Past

March 20, 2013 - June 17, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BOULDER, CO
Past

March 16, 2010 - March 22, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
GREENWOOD VILLAGE, CO
Past

May 26, 2008 - March 22, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 3/11/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 4/29/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


LE
LAURA EDWARDS FINANCIAL, LLC
LAURA EDWARDS FINANCIAL, LLC

CRD#: 174347 / SEC#:

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Contact information


Main Address
Boulder, CO
Mailing Address
Phone number
(303) 775-2601
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAURA EDWARDS FINANCIAL, LLC

CRD#: 174347

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