WB
William K. Bradley
MILLENNIAL ADVISERS.
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 5529010
WB
Professional summary
William K Bradley, who also goes by Bill Bradley, William Kevin Bradley, is a registered financial advisor currently at MILLENNIAL ADVISERS, LLC. located in New York, New York and ALLIED MILLENNIAL PARTNERS, LLC located in New York, New York.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Bradley | William Kevin Bradley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bill Bradley Consulting - Non Inv. Related. New York, NY. CEO. Zero Hours. S-Corp for tax purposes.
CRS (Client Relationship Summary) - RIA
Click below to view William K Bradley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2020 - Present
MILLENNIAL ADVISERS, LLC.
Office #1: Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281RIA
CRD#: 170847
NEW YORK, NY
Current
November 21, 2019 - Present
ALLIED MILLENNIAL PARTNERS, LLC
Office #1: Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281BD
CRD#: 16569
NEW YORK, NY
Past
January 2, 2018 - November 25, 2019
SW FINANCIAL
BD
CRD#: 145012
MELVILLE, NY
Past
March 16, 2016 - January 8, 2018
WINDSOR STREET CAPITAL, LP
BD
CRD#: 34171
NEW YORK, NY
Past
November 2, 2015 - March 16, 2016
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
NEW YORK, NY
Past
February 7, 2012 - December 4, 2015
CRAIG SCOTT CAPITAL, LLC
BD
CRD#: 155924
UNIONDALE, NY
Past
December 2, 2011 - February 3, 2012
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
UNIONDALE, NY
Past
February 26, 2009 - January 3, 2012
HFP CAPITAL MARKETS LLC
BD
CRD#: 44351
NEW YORK, NY
Past
July 15, 2008 - March 23, 2009
DAWSON JAMES SECURITIES, INC.
BD
CRD#: 130645
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/21/2019)
RR
California(1/3/2020)
RR
Colorado(9/4/2020)
RR
Florida(11/21/2019)
RR
Georgia(3/24/2021)
RR
Illinois(1/8/2020)
RR
Indiana(1/3/2020)
RR
Iowa(1/6/2020)
RR
Kansas(1/6/2020)
RR
Maine(1/17/2020)
RR
Maryland(3/24/2021)
RR
Massachusetts(1/3/2020)
RR
Michigan(9/8/2020)
RR
Missouri(1/3/2020)
RR
New Jersey(12/3/2019)
RR
New York(11/21/2019)
IAR
New York(5/7/2021)
RR
North Carolina(2/17/2020)
RR
Ohio(7/30/2020)
RR
Oregon(9/8/2020)
RR
Pennsylvania(12/2/2019)
RR
Tennessee(1/17/2023)
RR
Texas(11/21/2019)
RR
Utah(9/11/2020)
RR
Virginia(8/3/2020)
RR
Washington(11/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MILLENNIAL ADVISERS, LLC.
EJ STERLING LLC | MILLENNIAL ADVISERS, LLC. | FINANCIAL EDGE, LLC - DBA | EJ STERLING STRATEGIC WEALTH MANAGEMENT LLC
CRD#: 170847 / SEC#: 801-118627
RIA
Registered Investment Advisory firm - (5/1/2020 Approved)California
Registered Investment Advisory firm - (7/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (7/2/2020 Terminated)Louisiana
Registered Investment Advisory firm - (7/1/2020 Terminated)Maryland
Registered Investment Advisory firm - (8/3/2020 Terminated)New Jersey
Registered Investment Advisory firm - (8/17/2020 Terminated)New York
Registered Investment Advisory firm - (6/30/2020 Terminated)North Carolina
Registered Investment Advisory firm - (7/1/2020 Terminated)Texas
Registered Investment Advisory firm - (6/30/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Three World Financial 200 Vesey Street 24th Floor, New York, NY 10281
Mailing Address
Phone number
(646) 532-2400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 380 |
| AUM (Assets Under Management) | $ 58,664,613 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
