Barbara J. Miller

917 ADVISORY SERVICES LLC

SPOKANE, WA 99204

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CRD#: 5528952

Professional summary

Barbara Joy Miller is a registered financial advisor currently at 917 ADVISORY SERVICES LLC located in Spokane, Washington.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Barbara has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) John Schram Sole Proprietorship; Not investment-related; Same address; Administrative work for insurance agent; Administrator; Answer phones, process paperwork, confirm enrollments; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Joy Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

917 ADVISORY SERVICES LLC

Office #1: 917 S Monroe St, Spokane, WA 99204

RIA

CRD#: 331476

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

917 ADVISORY SERVICES LLC

CRD#: 331476 / SEC#: 801-130529

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2024

Uniform Investment Adviser Law Examination

Current Firm

917 ADVISORY SERVICES LLC

CRD#: 331476 / SEC#: 801-130529

RIA

Registered Investment Advisory firm - (6/27/2024 Approved)

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Contact information

Main Address

917 S Monroe St, Spokane, WA 99204

Mailing Address

Phone number

(509) 328-5627

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

917 ADVISORY SERVICES LLC BROCHURE (2/14/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 130,150,573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barbara J. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Joy Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

917 ADVISORY SERVICES LLC

Primary Firm SEC Registration

917 ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2024

Current Firm

917 ADVISORY SERVICES LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

917 ADVISORY SERVICES LLC

TRUST BUT VERIFY

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