Flavio De Andrade Jr

Some features on this profile are disabled

CRD#: 5528513

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Flavio De Andrade Jr, who also goes by Flavio Deandrade, Flavio Deandradejr, was a registered financial professional .

Flavio is a previously registered financial professional and started their career in finance in 2011. Flavio had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Flavio Deandrade | Flavio Deandradejr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NONPAID CONSULTANT TO MY FAMILY OWNED PRIVATE COMPANY BOCAVOX LLC. ACT DURING NON BUSINESS HOURS - AVERAGE PER MONTH 1.5-2HOURS. ///// FA2 LLC; Investment company set up to hold investment assets; Investment-related; Lee's Summit, MO; Affiliation started 12/15/2015; Title/Duties: Owner; No time is devoted to the business each month during or outside of securities trading hours. ///// Feel Better Products LLC; Health and wellness products; Not investment-related; Lee's Summit, MO; Affiliation started 06/15/2017; Title: Investor; Duties: Passive and consultative via having regular phone calls amongst siblings to oversee the cost/revenue trends to assess the financial viability of the project; No time is devoted to the business each month during securities trading hours; 4 hours are devoted to the business each month outside of securities trading hours. ///// Pac Men LLC; Real Estate Development; Investment-related; Miami, FL; Affiliation started 06/08/2015; Title: Owner (passive); Duties: None; No time is devoted to the LLC each month during or outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 28, 2017 - March 26, 2018

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

New York, NY

Past

July 3, 2014 - July 31, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

May 5, 2014 - July 31, 2024

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 26, 2011 - June 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/6/2017

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/25/2011

General Securities Representative Examination

Current Firm

CITI PRIVATE ALTERNATIVES, LLC

CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC

CRD#: 153777 / SEC#: 801-71561, 8-69789

RIA

Registered Investment Advisory firm - SEC (6/30/2010 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

388 Greenwich Street 29th Floor, New York, NY 10013

Mailing Address

388 Greenwich Street 29th Floor, New York, NY 10013

Phone number

(212) 559-1000

Established

Delaware since 04/01/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
CITIGROUP INVESTMENT PARTNERS	MEMBER
CONWAY, JOHN JAMES	PRINCIPAL FINANCIAL OFFICER (FINOP)	1584619
DE ANDRADE, ROBERTO CARLOS	MANAGER	5841299
JEAN-BAPTISTE, ALEX	CHIEF COMPLIANCE OFFICER	6828963
ODONNELL, DANIEL GLENN	MANAGER	3160132
ODONNELL, NIALL	PRINCIPAL OPERATIONS OFFICER	6830897
REMAK, MICHAEL DAVID	CEO/MANAGER	2914374

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 18,347,749,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Flavio De Andrade Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2014

Series 63

Date: 10/29/2011

SIE

Date: 10/1/2018

Series 31

Date: 7/6/2017

Series 7

Date: 10/25/2011

Current Firm

CITI PRIVATE ALTERNATIVES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

CITI PRIVATE ALTERNATIVES, LLC

TRUST BUT VERIFY

Similar Advisors