Gary A. Erickson

WYNDFALL FINANCIAL

Hamilton, MT 59840

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CRD#: 5528109

Professional summary

Gary Allen Erickson, who also goes by Gary A Erickson, is a registered financial advisor currently at WYNDFALL FINANCIAL INC located in Hamilton, Montana.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary A Erickson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Allen Erickson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2024 - Present

WYNDFALL FINANCIAL INC

Office #1: 1591 N. 1st St. Suite 3, Hamilton, MT 59840

RIA

CRD#: 300237

Hamilton, MT

Past

March 11, 2019 - December 31, 2023

WYNDFALL FINANCIAL INC

RIA

CRD#: 300237

HAMILTON, MT

Past

September 18, 2009 - March 15, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Hamilton, MT

Past

September 18, 2009 - March 15, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Hamilton, MT

Past

September 15, 2008 - March 12, 2009

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

DENVER, CO

Past

May 28, 2008 - March 12, 2009

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(1/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2008

General Securities Representative Examination

Current Firm

WYNDFALL FINANCIAL INC

PETICULAR CARE INC | WYNDFALL FINANCIAL INC

CRD#: 300237 / SEC#:

Colorado

Registered Investment Advisory firm - (1/19/2024 Terminated)

Montana

Registered Investment Advisory firm - (7/17/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1591 N. 1st St. Suite 3, Hamilton, MT 59840

Mailing Address

Phone number

(406) 363-7288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 2,145,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary A. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Allen Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WYNDFALL FINANCIAL INC

WYNDFALL FINANCIAL INC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2008

Current Firm

WYNDFALL FINANCIAL INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WYNDFALL FINANCIAL INC

TRUST BUT VERIFY

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