Gary A. Erickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Allen Erickson, who also goes by Gary A Erickson, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2008. Gary had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2024 - July 14, 2026
WYNDFALL FINANCIAL INC
March 11, 2019 - December 31, 2023
WYNDFALL FINANCIAL INC
September 18, 2009 - March 15, 2019
AVANTAX ADVISORY SERVICES
September 18, 2009 - March 15, 2019
AVANTAX INVESTMENT SERVICES, INC.
September 15, 2008 - March 12, 2009
HORNOR, TOWNSEND & KENT, LLC
May 28, 2008 - March 12, 2009
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WYNDFALL FINANCIAL INC
CRD#: 300237 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 2,145,362 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
