Vincent R. Wagner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Robertson Wagner, CFP®, who also goes by VIncent Wagner, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2008. Vincent had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
June 22, 2022 - December 31, 2023
WAGNER SERVICES LLC
June 13, 2016 - September 26, 2018
MORGAN STANLEY
June 13, 2016 - September 26, 2018
MORGAN STANLEY
January 25, 2012 - October 17, 2014
CADARET, GRANT & CO., INC.
June 3, 2011 - January 13, 2012
M&T SECURITIES, INC.
May 26, 2011 - January 13, 2012
M&T SECURITIES, INC.
March 7, 2011 - March 30, 2011
COMMONWEALTH FINANCIAL NETWORK
September 19, 2008 - March 30, 2011
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
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Exams
Current Firm
WAGNER SERVICES LLC
CRD#: 321871 / SEC#:
Contact information
Red Flags
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