Matthew D. Liegl
Professional summary
Matthew David Liegl, who also goes by Matthew David Liegl, Matthew Liegl, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 7 firms and has passed the Series 66, Series 52TO, Series 6TO, SIE, Series 7, Series 26, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Liegl's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2021 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024December 17, 2021 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024September 2, 2021 - November 22, 2021
STATE FARM VP MANAGEMENT CORP.
January 8, 2018 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
August 4, 2011 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
July 29, 2011 - June 12, 2020
USAA FINANCIAL ADVISORS, INC.
July 23, 2008 - January 12, 2011
EDWARD JONES
June 27, 2008 - January 12, 2011
EDWARD JONES
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2023)
(10/26/2023)
(12/17/2021)
(12/20/2021)
(12/17/2021)
(12/17/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
Monitor Matthew Liegl
Get automatic monthly alerts on:
