RM
Raymond C. Micaletti
RELATIVE SENTIMENT TECHNOLOGIES
Humacao, PR
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CRD#: 5527496
RM
Professional summary
Raymond Charles Micaletti JR., who also goes by Ray C Micaletti, is a registered financial advisor currently at RELATIVE SENTIMENT TECHNOLOGIES, LLC located in Humacao, and AHANA MARKETS LLC located in Humacao, .
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Raymond has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ray C Micaletti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Chief Investment Officer and majority owner of Relative Sentiment Technologies, LLC, Registered Investment Adviser, which sub-advises an ETF and provides outsourced Chief Investment Officer services to other RIAs. Address: Humacao, Puerto Rico 00791. Start Date: 11/2021. Hours per month: approximately 40. Hours during trading hours: approximately 20. *** Chief Executive Officer of Ahana Markets, LLC, a startup broker-dealer approved for Regulation A and D offerings. Address: The Views 3, Palmas Del Mar, Humacao, PR 00791. Start Date: 03/2024. Hours per month: approximately 60. Hours during trading hours: approximately 20-30. Name of Business: Mars Markets, Investment related:Y, Address: PO Box 299 Alpine, NJ, Nature of the business: Music distribution platform, Tile: Finance Boss, start date: February 3, 2025, Approx number of hours spent on this activity per month:15, Approx number of hours spent on this activity during trading hours: 10, Description of duties; Oversee the banking and credit parts of the platform.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Charles Micaletti JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2022 - Present
RELATIVE SENTIMENT TECHNOLOGIES, LLC
RIA
CRD#: 318050
Humacao, PR
Current
March 15, 2024 - Present
AHANA MARKETS LLC
Office #2: 1 Bridge Plaza N #860a, Fort Lee, NJ 07024BD
CRD#: 318893
HUMACAO, PR
Past
May 11, 2023 - November 21, 2023
ALLIO ADVISORS
RIA
CRD#: 317938
Humacao, PR
Past
February 16, 2023 - October 9, 2023
ALLIO MARKETS, LLC
BD
CRD#: 318268
Humacao, PR
Past
August 8, 2017 - April 6, 2020
COLUMBUS MACRO, LLC
RIA
CRD#: 286374
Philadelpha, PA
Past
October 29, 2014 - July 27, 2017
AUA CAPITAL MANAGEMENT
RIA
CRD#: 164914
CAMP HILL, PA
Past
October 21, 2011 - December 10, 2012
MACROSIGNAL PARTNERS
RIA
CRD#: 156756
SARATOGA SPRINGS, NY
Past
October 29, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
RELATIVE SENTIMENT TECHNOLOGIES, LLC
RELATIVE SENTIMENT TECHNOLOGIES, LLC
CRD#: 318050 / SEC#: 801-123211
RIA
Registered Investment Advisory firm - (2/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/4/2024)
RR
Alaska(3/15/2024)
RR
Arizona(3/15/2024)
RR
Arkansas(3/15/2024)
RR
California(3/15/2024)
RR
Colorado(3/15/2024)
RR
Connecticut(3/15/2024)
RR
Delaware(3/15/2024)
RR
District of Columbia(3/15/2024)
RR
Florida(3/15/2024)
RR
Georgia(3/15/2024)
RR
Hawaii(3/15/2024)
RR
Idaho(3/15/2024)
RR
Illinois(4/22/2024)
RR
Indiana(5/13/2024)
RR
Iowa(3/15/2024)
RR
Kansas(3/15/2024)
RR
Kentucky(3/15/2024)
RR
Louisiana(3/15/2024)
RR
Maine(3/15/2024)
RR
Maryland(5/22/2024)
RR
Massachusetts(4/12/2024)
RR
Michigan(3/15/2024)
RR
Minnesota(5/10/2024)
RR
Mississippi(3/15/2024)
RR
Missouri(3/15/2024)
RR
Montana(3/15/2024)
RR
Nebraska(3/15/2024)
RR
Nevada(3/15/2024)
RR
New Hampshire(3/15/2024)
RR
New Jersey(3/15/2024)
RR
New Mexico(3/15/2024)
RR
New York(3/15/2024)
RR
North Carolina(3/15/2024)
RR
North Dakota(3/15/2024)
RR
Ohio(3/18/2024)
RR
Oklahoma(3/15/2024)
RR
Oregon(3/15/2024)
RR
Pennsylvania(3/15/2024)
IAR
Puerto Rico(2/22/2022)
RR
Puerto Rico(3/15/2024)
RR
Rhode Island(3/15/2024)
RR
South Carolina(3/15/2024)
RR
South Dakota(3/15/2024)
RR
Tennessee(3/15/2024)
RR
Texas(3/15/2024)
RR
Utah(3/15/2024)
RR
Vermont(3/15/2024)
RR
Virgin Islands(3/25/2024)
RR
Virginia(3/15/2024)
RR
Washington(3/15/2024)
RR
West Virginia(3/15/2024)
RR
Wisconsin(3/15/2024)
RR
Wyoming(3/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 10/2/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 2/16/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/17/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RS
RELATIVE SENTIMENT TECHNOLOGIES, LLC
RELATIVE SENTIMENT TECHNOLOGIES, LLC
CRD#: 318050 / SEC#: 801-123211
RIA
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Contact information
Main Address
Humacao, PR
Mailing Address
295 Palmas Inn Way Ste 104 Pmb 488, Humacao, PR 00791
Phone number
(845) 475-7905
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 20,017,800 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
