Lyndell P. Worthen

NAVITER WEALTH

LITTLE ROCK, AR 72202

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CRD#: 5527375

Professional summary

Lyndell Phillip Worthen III is a registered financial advisor currently at NAVITER WEALTH, LLC located in Little Rock, Arkansas.

Lyndell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Lyndell has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed Independent Insurance Agent; 1 Information Way, Little Rock, Arkansas, 72202; Selling commissionable insurance products 2) Brooklyn Immunotherapeutics; passive investor; healthcare company; 0 hours 3) Ascendant; passive investor; healthcare company; 0 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyndell Phillip Worthen III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2021 - Present

NAVITER WEALTH, LLC

Office #1: 1 Information Way Suite 400, Little Rock, AR 72202

RIA

CRD#: 311508

LITTLE ROCK, AR

Past

July 14, 2008 - January 29, 2021

STEPHENS

RIA

CRD#: 3496

LITTLE ROCK, AR

Past

June 19, 2008 - January 29, 2021

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(1/15/2021)

IAR

Texas
(2/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/10/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/6/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/2008

General Securities Representative Examination

Current Firm

NAVITER WEALTH, LLC

NAVITER TRUST | NAVITER WEALTH, LLC | NAVITER WEALTH LLC

CRD#: 311508 / SEC#: 801-120077

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

1 Information Way Suite 400, Little Rock, AR 72202

Mailing Address

Phone number

(501) 333-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVITER WEALTH LLC FORM ADV2A ("DISCLOSURE BROCHURE") (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,022
AUM (Assets Under Management)	$ 1,454,171,895

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lyndell P. Worthen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lyndell Phillip Worthen III's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

STEPHENS

Primary Firm SEC Registration

NAVITER WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/10/2008

Series 7TO

Date: 12/22/2022

SIE

Date: 10/1/2018

Series 31

Date: 8/6/2008

Series 7

Date: 6/18/2008

Current Firm

NAVITER WEALTH, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVITER WEALTH, LLC

TRUST BUT VERIFY

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