Brian C. Larsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Christian Larsen, who also goes by Brian Larsen, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2009. Brian had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2014 - January 16, 2015
USAA FINANCIAL PLANNING SERVICES
September 22, 2014 - January 16, 2015
USAA FINANCIAL ADVISORS, INC.
July 5, 2011 - July 24, 2014
STRATEGIC ADVISERS LLC
June 29, 2011 - July 23, 2014
FIDELITY BROKERAGE SERVICES LLC
October 5, 2010 - May 24, 2011
HORNOR, TOWNSEND & KENT, LLC
August 9, 2010 - May 24, 2011
HORNOR, TOWNSEND & KENT, LLC
February 5, 2010 - March 19, 2010
FIDELITY BROKERAGE SERVICES LLC
October 12, 2009 - November 25, 2009
EQUITABLE ADVISORS, LLC
September 24, 2009 - November 25, 2009
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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