Janny Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janny Lee, who also goes by Jenny Lee, was a registered financial professional .
Janny is a previously registered financial professional and started their career in finance in 2008. Janny had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2011 - June 14, 2013
D/B/A ATWOOD CAPITAL PARTNERS
September 4, 2008 - November 17, 2011
DRAKE STAR SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D/B/A ATWOOD CAPITAL PARTNERS
CRD#: 145905 / SEC#: , 8-67765
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
