Benjamin C. Chandler

CANTERBURY TOLLGATE

Brentwood, TN 37027

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CRD#: 5527167

Professional summary

Benjamin Chase Chandler, who also goes by Chase Chandler, is a registered financial advisor currently at CANTERBURY TOLLGATE located in Brentwood, Tennessee.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Benjamin has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chase Chandler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President of Weise Risk Advisors, LLC. Life and disability insurance planning and sales; less than 5 hours per week; start date: 04/2012. Investment-related. Sales and author of two books; residential address. No time spent per week; start date: 09/2012. Not investment-related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Chase Chandler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2018 - Present

CANTERBURY TOLLGATE

Office #1: 1616 Westgate Circle Ste 202, Brentwood, TN 37027

RIA

CRD#: 297830

Brentwood, TN

Past

September 16, 2017 - June 21, 2018

SPOTLIGHT ASSET GROUP

RIA

CRD#: 288076

Brentwood, TN

Past

September 9, 2016 - August 25, 2017

CAPITAL MARKETS IQ, LLC

RIA

CRD#: 134921

Brentwood, TN

Past

August 7, 2012 - October 2, 2012

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

LITTLE ROCK, AR

Past

March 18, 2009 - June 8, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/26/2018)

IAR

Texas
(4/18/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/13/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/16/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CANTERBURY TOLLGATE

CANTERBURY TOLLGATE | WEISE RISK ADVISORS, LLC | WEISE RISK ADVISORS | DBA CANTERBURY TOLLGATE

CRD#: 297830 / SEC#:

Tennessee

Registered Investment Advisory firm - (7/25/2018 Approved)

Texas

Registered Investment Advisory firm - (4/12/2019 Conditional Restricted)

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Contact information

Main Address

1616 Westgate Circle Ste 202, Brentwood, TN 37027

Mailing Address

Phone number

(629) 777-6341

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 51,012,735

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/20/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin C. Chandler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Chase Chandler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTERBURY TOLLGATE

SPOTLIGHT ASSET GROUP

CAPITAL MARKETS IQ, LLC

BROOKLIGHT PLACE SECURITIES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2016

Series 63

Date: 7/13/2009

Series 6

Date: 3/16/2009

Current Firm

CANTERBURY TOLLGATE

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CANTERBURY TOLLGATE

TRUST BUT VERIFY

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