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Bruce Alan Vangsnes Mr.

CRD# 5526908·Registered 2008 - 2023
Previously Registered: Being a previously registered professional could mean that Bruce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bruce Alan Vangsnes MR., who also goes by Bruce Vangsnes, was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 2008 - 2023. Bruce had worked at 3 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bruce Vangsnes

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

SECURE FINANCIAL ADVISORY, LLC·CRD# 281783
RIA
Fargo, ND
November 24, 2015 - July 28, 2023
BROOKSTONE CAPITAL MANAGEMENT LLC·CRD# 141413
RIA
Fargo, ND
September 16, 2008 - December 8, 2015
ENVISION INVESTMENT ADVISORS, LLC·CRD# 143667
RIA
Fargo, ND
May 27, 2008 - September 5, 2008

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Current Firm

SF
SECURE FINANCIAL ADVISORY, LLC

SECURE FINANCIAL ADVISORY, LLC

CRD#: 281783

Contact Information

Main Address

Fargo, ND

Phone Number

(701) 235-3464

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

53

AUM (Assets Under Management)

$5,099,641

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BRUCE VANGSNES, INC DBA SECURE FINANCIAL CONCEPTS. 3301 FIECHTNER DR. #203 FARGO, ND 58103. I OPERATE MY INSURANCE PRACTICE UNDER THIS NAME. I STARTED IN THE INSURANCE BUSINESS IN 1993 AND HAVE SOLD MEDICARE SUPPLEMENTS, LONG-TERM CARE INSURANCE, LIFE INSURANCE, AND FIXED ANNUITIES. I HAVE DONE RETIREMENT PLANNING USING FIXED INSURANCE PRODUCTS. I SPEND 99% OF MY TIME IN THIS BUSINESS AND I AM THE OWNER/PRESIDENT OF THIS COMPANY AS IT OPERATES AS A DBA UNDER BRUCE VANGSNES, INC I ALSO STARTED A BILL PAYMENT SERVICE BY PURCHASING EQUIPMENT FOR 20 LOCATIONS IN PHOENIX, AZ IN MAY, 2007. 6 LOCATIONS ARE CURRENTLY OPERATING. UNBANKED CLIENTS COME INTO THESE STORES AND PAY THEIR BILLS WITH CASH AND MY EQUIPMENT SENDS THE INFORMATION TO A PROCESSOR AND THE BILLS ARE PAID. I AND THE STORE GENERATE A FEE FOR EACH TRANSACTION DONE. I SPEND 3 TO 4 HOURS PER MONTH MANAGING THIS BUSINESS AND GENERATE $300-$400 OF REVENUE EACH MONTH. COMPLETE TAX ADVISORY, LLC 3211 FIECHTNER DRIVE FARGO, ND 58103 I HAVE FORMED THIS WITH ROD SCHAUER WHO IS AN INSURANCE AGENT. THE PURPOSE OF THIS COMPANY IS TO PREPARE 1040 TAX RETURNS. WE WILL PREPARE OUR OWN CLIENTS RETURNS AND PROSPECT FOR NEW CLIENTS AS WELL. HAS ENROLLED IN THE PLANMYBENEFIT.COM SOCIAL SECURITY COUNSELOR NETWORK. STRUCTURED CASH FLOWS - REFERRING AGENT. FEE FOR REFERRALS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2007About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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