George L. Calhoun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Lance Calhoun, who also goes by Dick Lance Calhoun, Dick Calhoun, George Lance Calhoun, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2008. George had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2024 - December 2, 2024
CRAFT CAPITAL MANAGEMENT LLC
May 25, 2022 - July 15, 2022
PHX FINANCIAL, INC.
June 10, 2019 - May 29, 2020
WORDEN CAPITAL MANAGEMENT LLC
November 21, 2013 - June 6, 2019
LAIDLAW & COMPANY (UK) LTD.
June 24, 2013 - November 21, 2013
CLARK DODGE & CO., INC.
June 6, 2012 - June 18, 2013
JOHN THOMAS FINANCIAL
September 28, 2011 - June 6, 2012
CALDWELL INTERNATIONAL SECURITIES
August 19, 2011 - September 26, 2011
BROOKVILLE CAPITAL PARTNERS
August 6, 2010 - August 16, 2011
CHARLES MORGAN SECURITIES, INC.
January 20, 2010 - August 6, 2010
PHD CAPITAL
November 9, 2009 - December 23, 2009
JOHN THOMAS FINANCIAL
November 5, 2009 - November 9, 2009
J.H. DARBIE & CO., INC.
August 18, 2009 - October 26, 2009
JHS CAPITAL ADVISORS, LLC
April 29, 2009 - August 12, 2009
SEABOARD SECURITIES, INC.
February 19, 2009 - April 23, 2009
THE ROCKWELL FINANCIAL GROUP, INC.
May 22, 2008 - November 25, 2008
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
