Michael Morisseau
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Morisseau, who also goes by Michael S Morisseau, Michael Stanley Morisseau, Michael S. Morisseau, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2009. Michael had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2024 - March 30, 2026
EMPOWER ADVISORY GROUP, LLC
April 24, 2024 - March 30, 2026
EMPOWER FINANCIAL SERVICES, INC.
November 4, 2019 - April 10, 2024
J.P. MORGAN SECURITIES LLC
November 4, 2019 - April 10, 2024
J.P. MORGAN SECURITIES LLC
December 14, 2017 - October 17, 2019
CITIZENS SECURITIES, INC.
December 14, 2017 - October 17, 2019
CITIZENS SECURITIES, INC.
March 12, 2014 - September 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
March 11, 2014 - September 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2010 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 10, 2009 - November 8, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
