Rachel C. Ribeiro
Professional summary
Rachel Costa Ribeiro, CFP®, who also goes by Rachel Costa Ribiero, is a registered financial advisor currently at FIRST FOUNDATION ADVISORS located in Irvine, California.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rachel has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Costa Ribeiro's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
October 23, 2019 - Present
FIRST FOUNDATION ADVISORS
Office #1: 18101 Von Karman Avenue Ste 700, Irvine, CA 92612January 3, 2011 - June 11, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 12, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 17, 2008 - May 12, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
Primary Firm SEC Registration
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/23/2019)
Exams
Current Firm
FIRST FOUNDATION ADVISORS
CRD#: 106075 / SEC#: 801-35973
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 5,445,880,088 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 12/04/2024 | ||
| 09/27/2024 | ||
| 08/30/2023 | ||
| 02/28/2023 |
Red Flags
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