Melody B. Hoglan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melody Beth Hoglan was a registered financial professional .
Melody is a previously registered financial professional and started their career in finance in 2008. Melody had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - March 20, 2017
ISC ADVISORS, INC.
October 1, 2008 - December 31, 2013
INSTITUTIONAL SECURITIES CORPORATION
May 14, 2008 - March 20, 2017
INSTITUTIONAL SECURITIES CORPORATION
Primary Firm SEC Registration
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
State Registrations and Notice Filings
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Exams
Current Firm
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
