CJ
Christopher D. Jordan
CETERA INVESTMENT ADVISERS LLC
LANCASTER, TX 75134
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CRD#: 5526417
CJ
Professional summary
Christopher Davis Jordan, who also goes by Chris Jordan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lancaster, Texas and CETERA INVESTMENT SERVICES LLC located in Nacogdoches, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Jordan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Part owner of MJD Enterprises LLC, a rental property company.
2.) Investing in a private investment, StackPath, LLC (SPI) a Security as a Platform company in connection with DH Capital. Will not solicit this investment to any of his clients.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Davis Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 19, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1425 North Dallas Ave, Lancaster, TX 75134RIA
CRD#: 105644
LANCASTER, TX
Current
July 24, 2013 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 3000 North University Dr, Nacogdoches, TX 75965Office #2: 1425 North Dallas Ave, Lancaster, TX 75134BD
CRD#: 15340
Nacogdoches, TX
Past
October 12, 2009 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
July 3, 2008 - June 29, 2009
NYLIFE SECURITIES LLC
BD
CRD#: 5167
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2018)
RR
Arkansas(12/15/2016)
RR
California(1/30/2023)
RR
Colorado(3/28/2023)
RR
Delaware(1/3/2022)
RR
Florida(1/26/2018)
RR
Georgia(4/26/2023)
RR
Illinois(11/21/2017)
RR
Indiana(12/2/2024)
RR
Louisiana(5/17/2021)
RR
Massachusetts(1/26/2017)
RR
Minnesota(3/10/2021)
RR
Mississippi(3/9/2016)
RR
Missouri(9/8/2022)
RR
Nebraska(7/11/2017)
RR
Ohio(12/2/2024)
RR
Oklahoma(8/30/2016)
RR
South Carolina(9/17/2019)
RR
Tennessee(12/20/2018)
RR
Texas(7/24/2013)
IAR
Texas(6/19/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lancaster, TX 75134TRUST BUT VERIFY
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