NS
Nicole A. Spitzley
REHMANN WEALTH
LANSING, MI 48911-4261
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CRD#: 5526351
NS
Professional summary
Nicole Anne Spitzley, who also goes by Nicole Anne Wilbur, is a registered financial advisor currently at REHMANN WEALTH located in Lansing, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Lansing, Michigan.
Nicole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Nicole has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole Anne Wilbur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REHMANN FINANCIAL; INVESTMENT
RELATED; 4086 LEGACY PARKWAY, LANSING, MI 48911; FINANCIAL INVESTMENTS; COMPLIANCE MANAGER; START DATE OF APRIL 2008; I
DEVOTE APPROXIMATELY 80 HOURS/MONTH TO THIS ROLE PER MONTH.
2) REHMANN FINANCIAL NETWORK, LLC
POSITION: Chief Comppliance Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 HOURS/MONTH TO THIS ROLE PER MONTH. START DATE: 04/01/2014
ADDRESS: 4086 Legacy Parkway, Lansing MI 48911
DESCRIPTION: Chief Compliance Officer for firm
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Anne Spitzley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2013 - Present
REHMANN WEALTH
Office #1: 4086 Legacy Parkway, Lansing, MI 48911-4261RIA
CRD#: 123047
LANSING, MI
Current
April 16, 2014 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 4086 Legacy Parkway, Lansing, MI 48911Office #2: 4086 Legacy Parkway, Lansing, MI 48911BD
CRD#: 165027
LANSING, MI
Past
January 24, 2017 - May 8, 2017
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LANSING, MI
Past
February 26, 2010 - December 31, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
LANSING, MI
Past
February 19, 2010 - March 1, 2010
TRIAD ADVISORS LLC
BD
CRD#: 25803
LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/13/2018)
RR
Arizona(2/14/2018)
RR
California(1/17/2018)
RR
Colorado(1/23/2018)
RR
Florida(2/12/2018)
RR
Georgia(3/9/2018)
RR
Illinois(3/12/2018)
RR
Indiana(2/2/2018)
RR
Iowa(1/8/2018)
RR
Kentucky(5/15/2019)
RR
Maine(2/16/2018)
RR
Massachusetts(2/28/2018)
IAR
Michigan(1/9/2013)
RR
Michigan(10/24/2017)
RR
Minnesota(2/25/2018)
RR
Mississippi(2/24/2022)
RR
Nevada(1/7/2020)
RR
New Hampshire(3/15/2018)
RR
New York(1/23/2018)
RR
North Carolina(10/12/2020)
RR
Ohio(1/18/2018)
RR
Oregon(1/19/2018)
RR
Pennsylvania(1/11/2018)
RR
Tennessee(12/2/2020)
RR
Texas(2/26/2018)
RR
Utah(1/5/2022)
RR
Virginia(1/27/2018)
RR
Wisconsin(1/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 7/28/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
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Contact information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261
Mailing Address
Phone number
(517) 316-2400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REHMANN WEALTH
CRD#: 123047Lansing, MI 48911-4261TRUST BUT VERIFY
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