William S. Rumble
Professional summary
William Strickland Rumble, ChFC® is a registered financial advisor currently at KOVACK ADVISORS, INC. located in Lawrenceville, Georgia and KOVACK SECURITIES INC. located in Lawrenceville, Georgia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Strickland Rumble's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2014 - Present
KOVACK ADVISORS, INC.
Office #1: 1755 North Brown Road Suite 200, Lawrenceville, GA 30043October 15, 2014 - Present
KOVACK SECURITIES INC.
Office #1: 1755 North Brown Road Suite 200, Lawrenceville, GA 30043November 20, 2012 - November 6, 2014
ADVISORY SERVICES NETWORK
November 9, 2012 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
July 25, 2008 - November 9, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
July 14, 2008 - November 9, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/15/2014)
(10/15/2014)
(10/17/2014)
(10/15/2014)
(11/3/2014)
(10/15/2014)
(12/5/2019)
(10/15/2014)
Exams
FINRA
Current Firm
KOVACK ADVISORS, INC.
CRD#: 140808 / SEC#: 801-63048
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,809 |
| AUM (Assets Under Management) | $ 5,533,506,324 |
Red Flags
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