Donald C. Nielsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Christian Nielsen, CFP®, who also goes by Donald C Nielsen, Donnie Nielsen, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 2008. Donald had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2013 - May 6, 2019
ALIGHT FINANCIAL ADVISORS, LLC
May 7, 2013 - May 6, 2019
ALIGHT FINANCIAL SOLUTIONS, LLC
March 23, 2009 - April 29, 2013
SCOTTRADE, INC.
August 4, 2008 - January 2, 2009
EDWARD JONES
July 18, 2008 - January 2, 2009
EDWARD JONES
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
