Fernando S. Concha Bambach
Professional summary
Fernando S Concha Bambach is a registered financial professional currently at LFT SECURITIES, LLC located in New York, New York.
Fernando is registered as a RR (Registered Representative) and started their career in finance in 2008. Fernando has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fernando S Concha Bambach's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2023 - Present
LFT SECURITIES, LLC
Office #1: 19 West 44th Street Suite 1000, New York, NY 10036July 26, 2023 - August 8, 2025
NAVIAN CAPITAL SECURITIES LLC
August 18, 2009 - July 3, 2013
CITIGROUP GLOBAL MARKETS INC.
September 5, 2008 - February 6, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2023)
Exams
Series 7TO
Date: 6/26/2023
General Securities Representative ExaminationFINRA
Current Firm
LFT SECURITIES, LLC
CRD#: 290210 / SEC#: , 8-70015
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LUMA FINANCIAL TECHNOLOGIES, LLC | OWNER, SOLE MEMBER | |
| BONACCI, TIMOTHY JOHN | PRESIDENT & CEO | 4194271 |
| JENKINS, ROBERT PATRICK | CHIEF FINANCIAL OFFICER | 6030790 |
| POGAN, DONALD | COO & POO | 5611677 |
| RUSSELL, SARAH DETLING | PRINCIPAL FINANCIAL OFFICER & FINOP | 6727189 |
| STACHE, PAUL GERARD | CHIEF COMPLIANCE OFFICER | 1170097 |
Red Flags
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