Jeffrey M. Laughlin

FIDELIS FINANCIAL PLANNING

Saint Charles, MO 63303-5958

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CRD#: 5525660

Professional summary

Jeffrey Michael Laughlin, CFP® is a registered financial advisor currently at FIDELIS FINANCIAL PLANNING, LLC located in Saint Charles, Missouri.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jeffrey has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner/Managing Member of 7262 Westmoreland, LLC, a non-investment related real estate holding entity formed in 2023 and located in St. Louis, MO. Duties are administrative in nature and represent less than 5 hours per month outside of market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Laughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 17, 2011 - Present

FIDELIS FINANCIAL PLANNING, LLC

Office #1: 42 Portwest Ct, Saint Charles, MO 63303-5958

RIA

CRD#: 141698

Saint Charles, MO

Past

May 19, 2008 - January 4, 2011

MONETA GROUP INVESTMENT ADVISORS, LLC

RIA

CRD#: 104727

CLAYTON, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDELIS FINANCIAL PLANNING, LLC

CRD#: 141698 / SEC#: 801-131701

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2025 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2009 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/17/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2008

Uniform Investment Adviser Law Examination

Current Firm

FIDELIS FINANCIAL PLANNING, LLC

CRD#: 141698 / SEC#: 801-131701

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

Missouri

Registered Investment Advisory firm - (1/14/2025 Terminated)

Ohio

Registered Investment Advisory firm - (12/31/2009 Terminated)

Texas

Registered Investment Advisory firm - (1/14/2025 Terminated)

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Contact information

Main Address

42 Portwest Ct, Saint Charles, MO 63303-5958

Mailing Address

Phone number

(636) 922-9252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELIS FINANCIAL PLANNING, LLC ADV PART 2 (5/29/2025)

Regulatory assets under management

Total Number of Accounts	500
AUM (Assets Under Management)	$ 142,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey M. Laughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Laughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELIS FINANCIAL PLANNING, LLC

MONETA GROUP INVESTMENT ADVISORS, LLC

Primary Firm SEC Registration

FIDELIS FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2008

Current Firm

FIDELIS FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDELIS FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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