David B. Van Roijen

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

Charlottesville, VA

Some features on this profile are disabled

CRD#: 5525491

Professional summary

David Berend Van Roijen, who also goes by David B Van Roijen, is a registered financial advisor currently at SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC located in Charlottesville, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David B Van Roijen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Berend Van Roijen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 24, 2022 - Present

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

RIA

CRD#: 319437

Charlottesville, VA

Past

October 4, 2013 - March 14, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

BETHESDA, MD

Past

October 3, 2008 - June 10, 2011

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

August 14, 2008 - June 10, 2011

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

NORTH GARDEN CAPITAL LLC | SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC | SPLIT CREEK LLC | NORTH GARDEN CAPITAL LLC DBA SPLIT CREEK CAPITAL LLC

CRD#: 319437 / SEC#: 801-131365

RIA

Registered Investment Advisory firm - (10/28/2024 Approved)

Florida

Registered Investment Advisory firm - (11/12/2024 Terminated)

Maryland

Registered Investment Advisory firm - (11/18/2024 Terminated)

Virginia

Registered Investment Advisory firm - (11/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/16/2024)

IAR

Maryland
(6/28/2023)

IAR

Virginia
(5/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/2/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/13/2008

General Securities Representative Examination

Current Firm

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

NORTH GARDEN CAPITAL LLC | SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC | SPLIT CREEK LLC | NORTH GARDEN CAPITAL LLC DBA SPLIT CREEK CAPITAL LLC

CRD#: 319437 / SEC#: 801-131365

RIA

Registered Investment Advisory firm - (10/28/2024 Approved)

Florida

Registered Investment Advisory firm - (11/12/2024 Terminated)

Maryland

Registered Investment Advisory firm - (11/18/2024 Terminated)

Virginia

Registered Investment Advisory firm - (11/14/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Charlottesville, VA

Mailing Address

4917 Plank Rd Suite #191, North Garden, VA 22959

Phone number

(434) 414-1477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC (1/10/2025)

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 108,651,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David B. Van Roijen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Berend Van Roijen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

UNITED CAPITAL FINANCIAL ADVISORS

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/2/2008

Series 7

Date: 8/13/2008

Current Firm

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors