David Berend Van Roijen
Professional Summary
David Berend Van Roijen, who also goes by David B Van Roijen, is a registered financial advisor currently at SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC located in Charlottesville, Virginia. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David B Van Roijen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
18 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NORTH GARDEN CAPITAL LLC | SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC | SPLIT CREEK LLC | NORTH GARDEN CAPITAL LLC DBA SPLIT CREEK CAPITAL LLC
Contact Information
Main Address
Charlottesville, VAMailing Address
4917 Plank Rd Suite #191, North Garden, VA 22959Phone Number
(434) 414-1477# of Employees
1SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
97AUM (Assets Under Management)
$127,701,932Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
NORTH GARDEN CAPITAL LLC | SPLIT CREEK LLC DBA SPLIT CREEK CAPITAL LLC | SPLIT CREEK LLC | NORTH GARDEN CAPITAL LLC DBA SPLIT CREEK CAPITAL LLC
State Registrations and Notice Filings
(5/24/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Berend Van Roijen's CRS (Customer Relationship Summary).
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