Michael Perna

FLYING POINT ADVISORS

FREEPORT, ME

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CRD#: 5525314

Professional summary

Michael Perna, who also goes by Michael G Perna, is a registered financial advisor currently at FLYING POINT ADVISORS located in Freeport, Maine.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael G Perna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Flying Point Advisors; Investment related: No; 173 Flying Point Rd, Freeport, ME 04032; business consulting, accounting, and tax planning services; Managing Member and CPA; Start date: 02/2021; 20 hours a week are spent on these activities during trading hours; adding investment management services as part of the overall offering of business consulting, accounting and tax planning services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Perna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2024 - Present

FLYING POINT ADVISORS

RIA

CRD#: 330467

FREEPORT, ME

Past

November 15, 2013 - September 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

November 14, 2013 - September 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

October 7, 2010 - May 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

October 7, 2010 - May 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

August 5, 2008 - July 6, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

July 10, 2008 - July 6, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(6/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2008

General Securities Representative Examination

Current Firm

FLYING POINT ADVISORS

FLYING POINT ADVISORS | FLYING POINT ADVISORS, LLC

CRD#: 330467 / SEC#:

Maine

Registered Investment Advisory firm - (6/24/2024 Approved)

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Contact information

Main Address

Freeport, ME

Mailing Address

P.o. Box 682, Freeport, ME 04032

Phone number

(207) 200-3852

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 3,363,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Perna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Perna's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLYING POINT ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2008

SIE

Date: 9/17/2015

Series 7

Date: 7/9/2008

Current Firm

FLYING POINT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLYING POINT ADVISORS

TRUST BUT VERIFY

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