James R. Lange
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James R Lange was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2008. James had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2010 - February 3, 2023
INVESTSHARES
August 26, 2009 - August 6, 2010
EDWARD JONES
August 26, 2009 - August 6, 2010
EDWARD JONES
April 28, 2009 - May 7, 2009
NEW ENGLAND SECURITIES
April 8, 2009 - May 7, 2009
NEW ENGLAND SECURITIES
August 21, 2008 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 16, 2008 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
INVESTSHARES
CRD#: 151369 / SEC#: , 8-68365
Contact information
Documents
Red Flags
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