Daniel A. Serra

SAGEVEST WEALTH MANAGEMENT

Bethesda, MD

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CRD#: 5525135

Professional summary

Daniel A Serra, CFP® is a registered financial advisor currently at SAGEVEST WEALTH MANAGEMENT located in Bethesda, Maryland.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Daniel has worked at 4 firms .

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Life Transitions

Tax Planning

Estate Planning

Elder Care

Comprehensive Financial Planni...

Long-term Care

Divorce Planning

Retirement Planning

Education Planning

Retirement Income Management

Social Security Planning

Investment Planning

Insurance Planning

Health Care

Do you have an area of expertise or specialization?

College/Education Planning

Divorce Planning

High Net Worth Client Needs

Investment Advice with Ongoing...

LGBT Couples and Families

Retirement Plan Investment Adv...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Southern New Hampshire University, Non-investment related, 2500 N River Road, Manchester, NH 03106, higher education, adjunct faculty, Started in 2017, 100 hrs per year of non-trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A Serra's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 17, 2021 - Present

SAGEVEST WEALTH MANAGEMENT

RIA

CRD#: 143562

Bethesda, MD

Past

May 27, 2014 - October 21, 2021

CHEVY CHASE TRUST COMPANY

RIA

CRD#: 110742

BETHESDA, MD

Past

September 11, 2012 - April 11, 2014

FREED ADVISORS

RIA

CRD#: 104743

CHEVY CHASE, MD

Past

January 11, 2010 - April 1, 2013

STRATEGIC FINANCIAL PLANNING, INC.

RIA

CRD#: 118450

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVEST WEALTH MANAGEMENT

SAGE FINANCIAL MANAGEMENT GROUP, INC. | SAGEVEST WEALTH MANAGEMENT

CRD#: 143562 / SEC#: 801-67703

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/17/2021)

IAR

Virginia
(12/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

SAGEVEST WEALTH MANAGEMENT

SAGE FINANCIAL MANAGEMENT GROUP, INC. | SAGEVEST WEALTH MANAGEMENT

CRD#: 143562 / SEC#: 801-67703

RIA

Registered Investment Advisory firm - (3/30/2007 Approved)

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Contact information

Main Address

1320 Old Chain Bridge Road Suite 250, Mclean, VA 22101

Mailing Address

Phone number

(703) 992-7650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	534
AUM (Assets Under Management)	$ 358,501,012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Daniel A. Serra

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A Serra's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEVEST WEALTH MANAGEMENT

CHEVY CHASE TRUST COMPANY

FREED ADVISORS

STRATEGIC FINANCIAL PLANNING, INC.

Primary Firm SEC Registration

SAGEVEST WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

SAGEVEST WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVEST WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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