Daniel A. Mack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Adam Mack was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2008. Daniel had worked at 5 firms and has passed the Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - May 7, 2024
CORE ALTERNATIVE CAPITAL, LLC
February 13, 2020 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
November 28, 2017 - April 30, 2018
RAYMOND JAMES & ASSOCIATES, INC.
September 29, 2017 - April 30, 2018
RAYMOND JAMES & ASSOCIATES, INC.
November 6, 2013 - July 1, 2015
ARCUS CAPITAL PARTNERS, LLC
September 12, 2008 - September 27, 2013
STADION MONEY MANAGEMENT, LLC
Primary Firm SEC Registration
CORE ALTERNATIVE CAPITAL, LLC
CRD#: 302011 / SEC#: 801-115285
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationCurrent Firm
CORE ALTERNATIVE CAPITAL, LLC
CRD#: 302011 / SEC#: 801-115285
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 438,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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