David B. Altwerger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Brian Altwerger, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
April 15, 2021 - June 10, 2024
PHYSICIANS' FINANCIAL L.C.
January 25, 2016 - September 27, 2016
WADDELL & REED
January 25, 2016 - September 27, 2016
WADDELL & REED
March 8, 2010 - January 14, 2016
MORGAN STANLEY
January 20, 2010 - January 14, 2016
MORGAN STANLEY
May 9, 2008 - December 11, 2009
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHYSICIANS' FINANCIAL L.C.
CRD#: 159109 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 530,000 |
Red Flags
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