David Huynh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Huynh was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - December 31, 2025
SECURA FINANCIAL
May 10, 2013 - April 2, 2014
J.W. COLE FINANCIAL, INC.
June 1, 2012 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
August 6, 2009 - February 9, 2012
LPL FINANCIAL LLC
August 6, 2009 - June 8, 2012
LPL FINANCIAL LLC
July 29, 2008 - June 30, 2009
MSI FINANCIAL SERVICES, INC.
July 18, 2008 - June 30, 2009
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SECURA FINANCIAL
CRD#: 137324 / SEC#: 801-113072
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURA FINANCIAL
CRD#: 137324 / SEC#: 801-113072
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,141 |
| AUM (Assets Under Management) | $ 261,784,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
