Francisca A. Lliguichushca

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CRD#: 5524154

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Francisca Alexandra Lliguichushca, who also goes by Francisca Alexandra Mcfarland, was a registered financial professional .

Francisca is a previously registered financial professional and started their career in finance in 2008. Francisca had worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Francisca Alexandra Mcfarland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) United Nations Federal Credit Union Advisors; Investment-related; Two UN Plaza, 3rd Floor, New York, NY 10017; Registered Investment Adviser; Investment Advisor Representative; May 2018; 12 hrs; 12 hrs; IAR to UNFCU members. (2) Copper Financial; Investment-related; 9777 Ridge Drive, Lenexa, KS 66219; Broker-Dealer; Investment Professional; May 2018; 1 hr; 1 hr; Investment Professional to UNFCU members. (3) United Nations Federal Credit Union; Not investment-related; 24-01 44th Rd, Long Island City, NY 11101; Federal Credit Union; Compliance Program Manager; Sept 2022; 160 hrs; 160 hrs; Compliance program management.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2018 - March 3, 2025

UNFCU ADVISORS LLC

RIA

CRD#: 136572

New York, NY

Past

April 30, 2018 - March 12, 2024

COPPER FINANCIAL

CRD#: 168203

Long Island City, NY

Past

August 24, 2011 - May 1, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NEW YORK, NY

Past

August 22, 2011 - May 1, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NEW YORK, NY

Past

July 23, 2009 - October 27, 2009

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

NEW YORK, NY

Past

July 23, 2009 - October 27, 2009

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NEW YORK, NY

Past

September 26, 2008 - November 13, 2008

WADDELL & REED

RIA

CRD#: 866

SPRINGFIELD, MO

Past

August 20, 2008 - November 13, 2008

WADDELL & REED

CRD#: 866

SPRINGFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/18/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 4/19/2014

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/7/2014

General Securities Sales Supervisor - Options Module Examination

Current Firm

UNFCU ADVISORS LLC

UNFCU ADVISORS LLC | UNFCU FINANCIAL SERVICES, LLC | UNFCU FINANCIAL ADVISORS | UNFCU ADVISORS, LLC

CRD#: 136572 / SEC#: 801-67069

RIA

Registered Investment Advisory firm - (8/8/2006 Approved)

New York

Registered Investment Advisory firm - (8/9/2006 Cancelled)

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Contact information

Main Address

24-01 44th Road, Long Island City, NY 11101-4605

Mailing Address

Phone number

(212) 324-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (ADV PART 2) (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 31,768,224

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francisca A. Lliguichushca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COPPER FINANCIAL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

UNFCU ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2008

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2008

Series 24

Date: 7/18/2017

Series 10

Date: 4/19/2014

Series 9

Date: 1/7/2014

Current Firm

UNFCU ADVISORS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNFCU ADVISORS LLC

TRUST BUT VERIFY

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