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AC

Amber R. Clarke

T CAPITAL FUNDING
Altamonte Springs, FL 32701
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CRD#: 5524021
AC

Professional summary


Amber Ruth Clarke is a registered financial professional currently at T CAPITAL FUNDING, LLC located in Altamonte Springs, Florida.

Amber is registered as a RR (Registered Representative) and started their career in finance in 2009. Amber has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Amber Ruth Clarke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2015 - Present

T CAPITAL FUNDING, LLC

Office #1: 600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
BD
CRD#: 128179
Altamonte Springs, FL
Past

October 21, 2009 - December 31, 2013

T CAPITAL FUNDING, LLC

BD
CRD#: 128179
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/25/2015)
RR
Alaska
(5/13/2020)
RR
Arizona
(11/25/2015)
RR
Arkansas
(5/26/2020)
RR
California
(11/25/2015)
RR
Colorado
(11/25/2015)
RR
Connecticut
(11/25/2015)
RR
Delaware
(11/25/2015)
RR
District of Columbia
(11/25/2015)
RR
Florida
(11/25/2015)
RR
Georgia
(11/25/2015)
RR
Hawaii
(6/3/2020)
RR
Idaho
(5/12/2020)
RR
Illinois
(6/9/2020)
RR
Indiana
(5/14/2020)
RR
Iowa
(5/13/2020)
RR
Kansas
(6/3/2020)
RR
Kentucky
(5/18/2020)
RR
Louisiana
(5/18/2020)
RR
Maine
(11/25/2015)
RR
Maryland
(11/25/2015)
RR
Massachusetts
(11/25/2015)
RR
Michigan
(5/5/2020)
RR
Minnesota
(5/15/2020)
RR
Mississippi
(5/18/2020)
RR
Missouri
(5/12/2020)
RR
Montana
(5/18/2020)
RR
Nebraska
(11/25/2015)
RR
Nevada
(11/25/2015)
RR
New Hampshire
(11/25/2015)
RR
New Jersey
(11/25/2015)
RR
New Mexico
(11/25/2015)
RR
New York
(11/25/2015)
RR
North Carolina
(11/30/2015)
RR
North Dakota
(5/13/2020)
RR
Ohio
(11/25/2015)
RR
Oklahoma
(5/20/2019)
RR
Oregon
(5/22/2020)
RR
Pennsylvania
(3/7/2019)
RR
Puerto Rico
(5/20/2020)
RR
Rhode Island
(11/25/2015)
RR
South Carolina
(11/25/2015)
RR
South Dakota
(5/21/2020)
RR
Tennessee
(5/18/2020)
RR
Texas
(11/25/2015)
RR
Utah
(11/25/2015)
RR
Vermont
(3/11/2020)
RR
Virgin Islands
(5/21/2020)
RR
Virginia
(11/25/2015)
RR
Washington
(5/12/2020)
RR
West Virginia
(5/19/2020)
RR
Wisconsin
(5/18/2020)
RR
Wyoming
(11/25/2015)

Exams


State Security Law Exam
RR
Series 63
Date: 11/17/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TC
T CAPITAL FUNDING, LLC
T CAPITAL FUNDING, LLC | TAURUS CAPITAL FUNDING, LLC

CRD#: 128179 / SEC#: , 8-66106

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
Mailing Address
600 Northlake Boulevard Suite 175, Altamonte Springs, FL 32701
Phone number
(321) 280-5235
Established
Massachusetts since 01/30/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TAURUS INVESTMENT HOLDINGS, LLCMEMBER
ALVAREZ, ENRIQUEFINOP4622342
CLARKE, AMBER RUTHCCO, AMLCO, CEO5524021

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


T CAPITAL FUNDING, LLC

CRD#: 128179Altamonte Springs, FL 32701

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