John P. Gavin

ASSETALIGN

STONEHAM, MA

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CRD#: 5524005

Professional summary

John Patrick Gavin is a registered financial advisor currently at ASSETALIGN located in Stoneham, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Gavin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2024 - Present

ASSETALIGN

RIA

CRD#: 329950

STONEHAM, MA

Past

January 24, 2011 - July 17, 2023

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

BOSTON, MA

Past

November 3, 2010 - July 17, 2023

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

October 23, 2009 - November 2, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

October 23, 2009 - November 2, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

June 4, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

December 15, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

August 25, 2008 - December 31, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/19/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2008

General Securities Representative Examination

Current Firm

ASSETALIGN

ABTW LLC | ASSETALIGN

CRD#: 329950 / SEC#: 801-134294

Massachusetts

Registered Investment Advisory firm - (3/26/2024 Approved)

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Contact information

Main Address

Hingham, MA

Mailing Address

Phone number

(415) 745-0142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

ASSETALIGN ADV BROCHURE 8.1.2025 (8/5/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John P. Gavin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Gavin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSETALIGN

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BOFA DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/19/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2008

Current Firm

ASSETALIGN

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

ASSETALIGN

TRUST BUT VERIFY

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