DW
Daniel R. West
WEST FINANCIAL PLANNING
Cherry Valley, NY
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CRD#: 5523843
DW
Professional summary
Daniel Ray West, CFP® is a registered financial advisor currently at WEST FINANCIAL PLANNING located in Cherry Valley, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ray West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 5, 2021 - Present
WEST FINANCIAL PLANNING
RIA
CRD#: 147138
Cherry Valley, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(10/5/2021)
Current Firm
WF
WEST FINANCIAL PLANNING
WEST FINANCIAL PLANNING | WEST, DANIEL, RAY
CRD#: 147138 / SEC#:
New York
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Contact information
Main Address
Cherry Valley, NY
Mailing Address
Phone number
(607) 422-2631
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 4,500,000 |
Red Flags
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