JS
Justin R. Steele
PARADIGM WEALTH ADVISORY LLC
Bridgewater, NJ 08807
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CRD#: 5523741
JS
Professional summary
Justin Richard Steele is a registered financial advisor currently at PARADIGM WEALTH ADVISORY LLC located in Bridgewater, New Jersey and LPL FINANCIAL LLC located in Bridgewater, New Jersey.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Justin has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/2021 - DBA for LPL Business (entity for LPL business) - Paradigm Wealth Management, LLC - Investment Related - Bridgewater, NJ 08807 2) 01/18/2022 - Paradigm Wealth Advisory, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/14/2022 - 100 Hours Per Month/75 Hours During Securities Trading - Time Spent 63% - I provide investment advisory services through Paradigm Wealth Advisory LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 3) 01/27/2022 - Paradigm Wealth Management Collective - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/28/2022 - 160 Hours Per Month/120 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Richard Steele's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2021 - Present
PARADIGM WEALTH ADVISORY LLC
Office #1: 1140 Highway 22 East Suite 105, Bridgewater, NJ 08807RIA
CRD#: 283120
Bridgewater, NJ
Current
October 18, 2021 - Present
LPL FINANCIAL LLC
Office #1: 1140 Highway 22 East, #103, Bridgewater, NJ 08807RIA
BD
CRD#: 6413
Bridgewater, NJ
Past
June 16, 2010 - December 7, 2020
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
October 23, 2009 - June 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
October 23, 2009 - June 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
January 8, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
BOSTON, MA
Past
December 15, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
August 8, 2008 - December 31, 2008
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
June 30, 2008 - December 31, 2008
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/25/2023)
RR
New Jersey(10/18/2021)
IAR
New Jersey(11/30/2021)
RR
Pennsylvania(3/8/2023)
RR
Virginia(3/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PARADIGM WEALTH ADVISORY LLC
PARADIGM WEALTH ADVISORY LLC | PW ADVISORS
CRD#: 283120 / SEC#: 801-107403
RIA
Registered Investment Advisory firm - (3/23/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1140 Highway 22 East Suite 105, Bridgewater, NJ 08807
Mailing Address
Phone number
(908) 450-7402
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,521 |
| AUM (Assets Under Management) | $ 468,284,162 |
Red Flags
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Company Information
PARADIGM WEALTH ADVISORY LLC
CRD#: 283120Bridgewater, NJ 08807TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
