Michael T. Vickman
Professional summary
Michael Todd Vickman is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Nashville, Tennessee.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Todd Vickman's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2025 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 555 Marriott Drive Suite 275, Nashville, TN 37214March 28, 2024 - September 11, 2024
JCC CAPITAL MARKETS, LLC
September 16, 2022 - November 3, 2023
ALTACCESS SECURITIES COMPANY, L.P.
December 4, 2018 - September 20, 2022
EMERSON EQUITY LLC
March 20, 2014 - November 19, 2018
LOCORR DISTRIBUTORS, LLC
September 12, 2011 - November 8, 2013
INDEPENDENCE REALTY SECURITIES, LLC.
July 17, 2008 - August 28, 2008
ALLIANZ LIFE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2025)
(2/10/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CUCHARALE, CATHERINE | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 3054881 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| LEVINE, DAVID CHARLES | CHIEF EXECUTIVE OFFICER | |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| TROUSDALE, LAUREN NICOLE | FINANCIAL OPERATIONS PRINCIPAL | 5622407 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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