Marc A. Decuffa

PROXY WEALTH ADVISORS LLC

Chappaqua, NY

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CRD#: 5523177

Professional summary

Marc Anthony Decuffa, who also goes by Marc Decuffa, is a registered financial advisor currently at PROXY WEALTH ADVISORS LLC located in Chappaqua, New York.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Marc has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Decuffa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Anthony Decuffa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2023 - Present

PROXY WEALTH ADVISORS LLC

RIA

CRD#: 298080

Chappaqua, NY

Past

July 6, 2023 - July 22, 2023

PROXY FREEDOM

RIA

CRD#: 324749

Chappaqua, NY

Past

July 9, 2021 - October 14, 2022

LONG ISLAND FINANCIAL GROUP, INC.

CRD#: 31148

ROSLYN, NY

Past

November 5, 2020 - March 22, 2022

PROXY WEALTH ADVISORS LLC

RIA

CRD#: 298080

Chappaqua, NY

Past

March 29, 2017 - December 31, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HARRISON, NY

Past

March 24, 2017 - July 15, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HARRISON, NY

Past

May 2, 2014 - April 5, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NEW YORK, NY

Past

April 30, 2014 - April 5, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 4, 2013 - May 9, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEW YORK, NY

Past

November 7, 2012 - May 9, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 3, 2011 - November 3, 2011

SCHRODER FUND ADVISORS LLC

CRD#: 24129

NEW YORK, NY

Past

October 23, 2009 - November 12, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOSTON, MA

Past

October 23, 2009 - November 12, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOSTON, MA

Past

January 8, 2009 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

BOSTON, MA

Past

December 15, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

October 8, 2008 - December 31, 2008

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

August 12, 2008 - December 31, 2008

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2023

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2008

General Securities Representative Examination

Current Firm

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

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Contact information

Main Address

9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786

Mailing Address

Phone number

(646) 289-5075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROXY WEALTH ADVISORS BROCHURE (9/12/2025)

PROXY WEALTH ADVISORS WRAP BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 90,035,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marc A. Decuffa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Anthony Decuffa's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROXY FREEDOM

LONG ISLAND FINANCIAL GROUP, INC.

PROXY WEALTH ADVISORS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SCHRODER FUND ADVISORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

Primary Firm SEC Registration

PROXY WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2008

Current Firm

PROXY WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROXY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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