Katherine B. Vint
Professional summary
Katherine Barr Vint, CFP®, who also goes by Katherine Coleman Barr, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Katherine has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Barr Vint's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2014
Experience
November 25, 2013 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce St, Nashville, TN 37203October 28, 2008 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 501 Commerce Street, Nashville, TN 37203Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | ||
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
