Kenneth J. Coughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth John Coughlin was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1969. Kenneth had worked at 8 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2015 - December 4, 2015
CROSBY CIRCLE INVESTMENT ADVISOR REPRESENTATIVE
February 21, 2012 - December 31, 2014
CROSBY CIRCLE INVESTMENT ADVISOR REPRESENTATIVE
March 12, 2009 - December 5, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 1, 1994 - December 5, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 20, 1980 - May 3, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 1978 - July 21, 1994
KIDDER, PEABODY & CO. INCORPORATED
February 10, 1977 - May 19, 1978
KIDDER, PEABODY & CO., INCORPORATED
June 3, 1971 - March 11, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 11, 1969 - May 26, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 3/10/1969
Registered Representative ExaminationCurrent Firm
CROSBY CIRCLE INVESTMENT ADVISOR REPRESENTATIVE
CRD#: 159776 / SEC#:
Contact information
Red Flags
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