John R. Bloom

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CRD#: 5522525

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Rowe Bloom was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2008. John had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2016 - July 6, 2017

BRIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169771

LEWISVILLE, TX

Past

August 14, 2015 - April 26, 2016

LOWELL & COMPANY, INC.

RIA

CRD#: 24913

DALLAS, TX

Past

June 8, 2015 - April 26, 2016

LOWELL & COMPANY, INC.

CRD#: 24913

LUBBOCK, TX

Past

June 24, 2008 - December 31, 2008

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/23/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

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Contact information

Main Address

4400 State Highway 121 Suite 400, Lewisville, TX 75056

Mailing Address

Phone number

(972) 410-6623

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHT WEALTH MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 228,985,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Bloom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LOWELL & COMPANY, INC.

LOWELL & COMPANY, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

BRIGHT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2015

Series 63

Date: 6/30/2008

SIE

Date: 4/26/2016

Series 7

Date: 6/1/2015

Series 6

Date: 6/23/2008

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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