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Eric J. Saling
SALING WEALTH ADVISORS
Louisville, KY 40223
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CRD#: 5522503
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Professional summary
Eric James Saling, CFP® is a registered financial advisor currently at SALING WEALTH ADVISORS located in Louisville, Kentucky.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Eric has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Saling is a co-owner of GPK Enterprises LLC, entity partially owns a piece of commercial real estate, located at 2800 Chestnut Ridge Pl, Louisville, KY 40245. The business started in August 1, 2019. Mr. Saling does business administration. 1 hour of these activities are devoted during trading hours and 1 hour are devoted during outside trading hours. Mr. Saling receives 5% compensation that is derived from the business. Limited Partner; Red Ace Capital Management Opportunity Fund, LP; Investment Related: Yes: Location: 7735 OLD GEORGETOWN ROAD, SUITE 301, BETHESDA, MARYLAND 20814; Description of the business: Red Ace Capital ("Red Ace") is the Greysteel Company's ("Greysteel") merchant banking affiliate that makes direct investments in real estate assets across all parts of the capital stack. These investments are focused primarily in the Greysteel footprint with equity requirements ranging from $500,000 to $5 million. ; Start date with business: 2021-03-01;
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 18, 2016 - Present
SALING WEALTH ADVISORS
Office #1: 9750 Ormsby Station Road Suite 102, Louisville, KY 40223RIA
CRD#: 283226
Louisville, KY
Past
August 18, 2008 - April 19, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
June 30, 2008 - April 19, 2016
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SALING WEALTH ADVISORS
CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS
CRD#: 283226 / SEC#: 801-107417
RIA
Registered Investment Advisory firm - (3/16/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/23/2022)
IAR
Indiana(5/13/2022)
IAR
Kentucky(5/18/2016)
IAR
Texas(1/18/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SALING WEALTH ADVISORS
CARDINAL STRATEGIC WEALTH GUIDANCE, LLC | SALING WEALTH ADVISORS
CRD#: 283226 / SEC#: 801-107417
RIA
Registered Investment Advisory firm - (3/16/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9750 Ormsby Station Road Suite 102, Louisville, KY 40223
Mailing Address
Phone number
(502) 805-3000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 873 |
| AUM (Assets Under Management) | $ 517,571,656 |
Red Flags
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Company Information
SALING WEALTH ADVISORS
CRD#: 283226Louisville, KY 40223TRUST BUT VERIFY
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