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RW

Resi E. Williams

FRONTIER SOLUTIONS
Richmond, VA 23233
Some features on this profile are disabled
CRD#: 5522497
RW

Professional summary

Resi Elisabeth Williams, who also goes by Resi Elisabeth Williams, is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Richmond, Virginia and DALMORE GROUP LLC located in Cumming, Georgia.

Resi is registered as a RR (Registered Representative) and started their career in finance in 2008. Resi has worked at 9 firms and has passed the Series 66, Series 52TO, Series 82TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Resi Elisabeth Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Resi Elisabeth Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 16, 2025 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 3307 Church Road Suite 220, Richmond, VA 23233
BD
CRD#: 136102
Richmond, VA
Current

July 22, 2025 - Present

DALMORE GROUP LLC

BD
CRD#: 136352
Cumming, GA
Past

May 15, 2023 - June 13, 2025

CADMAN SECURITIES, LLC

BD
CRD#: 128344
Crimora, VA
Past

May 12, 2021 - May 4, 2023

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Richmond, VA
Past

January 25, 2018 - May 10, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
SAN DIEGO, CA
Past

January 25, 2018 - May 10, 2021

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
SAN DIEGO, CA
Past

September 8, 2015 - January 17, 2018

CHARLES TOWNE SECURITIES, LLC

BD
CRD#: 172278
Isle of Palms, SC
Past

August 19, 2014 - September 9, 2015

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
Charleston, SC
Past

April 8, 2014 - August 8, 2014

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
RICHMOND, VA
Past

April 4, 2012 - March 18, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MOUNT PLEASANT, SC
Past

April 2, 2012 - March 18, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MOUNT PLEASANT, SC
Past

January 24, 2011 - March 1, 2012

OSAIC FA, INC.

RIA
CRD#: 3978
VIENNA, VA
Past

January 24, 2011 - March 1, 2012

OSAIC FA, INC.

BD
CRD#: 3978
VIENNA, VA
Past

November 26, 2008 - December 2, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MOUNT PLEASANT, SC
Past

October 21, 2008 - December 2, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MOUNT PLEASANT, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
South Dakota
(7/29/2025)
RR
Virginia
(6/16/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/24/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 5/15/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/15/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/5/2019
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DG
DALMORE GROUP LLC
DALMORE GROUP LLC

CRD#: 136352 / SEC#: , 8-67002

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
525 Green Place, Woodmere, NY 11598
Mailing Address
525 Green Place, Woodmere, NY 11598
Phone number
(917) 887-1948
Established
New York since 04/07/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEIDEL, OSCAR FRANCISCOPRESIDENT/CEO2328358
NEELY, KIMBERLY BETHFINOP2045019
SADLER, JOQUINN THOMASCCO2817763

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DALMORE GROUP LLC

CRD#: 136352Richmond, VA 23233

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