JS
Jacob N. Schatz
THRIVENT ADVISOR NETWORK
COLLIERVILLE, TN
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CRD#: 5522486
JS
Professional summary
Jacob Nicolai Schatz, CFP®, who also goes by Jacob Nicolai Schatz, is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Collierville, Tennessee and THRIVENT INVESTMENT MANAGEMENT INC. located in Naperville, Illinois.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jacob has worked at 3 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Nicolai Schatz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIXED INSURANCE SALES POSITION: Agent NATURE: Selling/Servicing fixed insurance contract(s) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2020 ADDRESS: 1460 Bond St., Suite 120, Naperville IL 60563, United States DESCRIPTION: Selling/Servicing fixed insurance contract(s). LNS OPERATIONS, LLC POSITION: Partner/Member NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2022 ADDRESS: 1460 Bond St., Suite 120, Naperville IL 60563, United States DESCRIPTION: Provide input for decisions related to payroll, strategy, vendor agreement, etc. as needed. THRIVENT ADVISOR NETWORK, LLC (DBA INTENTGEN FINANCIAL PARTNERS) POSITION: Partner, Advisor NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 07/20/2022 ADDRESS: 1460 bond street, suite 120, naperville IL 60563, United States DESCRIPTION: Provide investment advisory services to retail clients
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Nicolai Schatz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
September 15, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
COLLIERVILLE, TN
Current
August 14, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1460 Bond St, Naperville, IL 60563RIA
BD
CRD#: 18387
Naperville, IL
Past
November 1, 2024 - December 26, 2024
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MINNEAPOLIS, MN
Past
September 24, 2020 - August 5, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Naperville, IL
Past
June 20, 2008 - September 23, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Naperville, IL
Past
June 11, 2008 - September 23, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Naperville, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/22/2024)
RR
California(8/22/2024)
RR
Colorado(8/22/2024)
RR
Florida(8/22/2024)
RR
Georgia(8/22/2024)
RR
Illinois(8/28/2024)
RR
Indiana(8/22/2024)
RR
Iowa(8/22/2024)
RR
Michigan(8/22/2024)
RR
Minnesota(8/22/2024)
RR
Missouri(8/22/2024)
RR
North Carolina(8/22/2024)
RR
North Dakota(8/22/2024)
RR
Ohio(8/22/2024)
RR
Pennsylvania(8/22/2024)
RR
Tennessee(8/14/2024)
IAR
Tennessee(12/26/2024)
RR
Texas(8/22/2024)
IAR
Texas(12/24/2024)
RR
Virginia(8/22/2024)
RR
Wisconsin(8/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
